ESMA publishes appropriateness and execution-only MiFID II guidelines by theTradeNews
The European Securities and Markets Authority (ESMA) has published a final set of industry guidelines relating to appropriateness and...
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Simmetree
Apr 8, 20211 min read
UK regulator extends LEI reporting deadline by Securities Finance Times
The UK’s financial regulator has extended the deadline for the reporting of Legal Entity Identifiers (LEI) by third-country issuers under...
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Simmetree
Apr 1, 20211 min read
UK markets regulator unveils plan to reform Spac rules by The Financial Times
The UK markets regulator has outlined plans to reform its rules on blank-cheque companies, part of the government’s bid to make London...
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Simmetree
Mar 2, 20211 min read
European Regulators Publish Guidance for Taxonomy-Aligned Disclosure Under NFRD by ESG Today
Europe’s three primary financial regulatory agencies, the European Supervisory Authorities (ESAs) announced today the publication of...
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Simmetree
Feb 25, 20211 min read
SEC Announces Review of Climate Disclosures by ESG Today
The U.S. Securities and Exchange Commission (SEC) announced today that it will review its guidance for public company obligations for...
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