ESMA publishes appropriateness and execution-only MiFID II guidelines by theTradeNews
The European Securities and Markets Authority (ESMA) has published a final set of industry guidelines relating to appropriateness and...
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Simmetree
Dec 1, 20211 min read
Iosco calls for oversight of ESG ratings and data product providers by FinExtra
The Board of the International Organization of Securities Commissions (IOSCO) today has published a set of recommendations applicable to...
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Simmetree
Nov 19, 20211 min read
ESMA proposes changes to the scope of the clearing and derivative trading obligations by MktScreener
The Report sets out proposed draft Regulatory Technical Standards (RTS) amending the scope of the CO and DTO for OTC interest rate...
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Simmetree
Oct 27, 20211 min read
ESMA orders UnaVista to pay €238k for EMIR data breaches by TheTrade
Trade depository UnaVista has been fined €238,500 by European Securities and Markets Authority (ESMA) for eight breaches of the European...
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Simmetree
Oct 25, 20211 min read
ESMA proposes changes to ‘burdensome’ MiFID II best execution reporting requirements by TheTrade
ESMA has invited market participants to comment on its consultation paper setting out proposed changes to current reporting requirements...
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Simmetree
Oct 20, 20211 min read
ESMA APPOINTS VERENA ROSS AS NEXT CHAIR by FinanceFeeds
The European Securities and Markets Regulator (ESMA) has appointed Verena Ross as the next Chair which was confirmed by the council of...
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Simmetree
Oct 4, 20211 min read
ESMA prioritises sustainability, CMU and digitalisation for 2022 by AssetServicingTimes
The European Securities and Markets Authority (ESMA) has today published its annual working programme (AWP) for 2022. Read more...
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Simmetree
Oct 1, 20211 min read
Former UK regulator Ross to chair EU securities watchdog ESMA by Reuters
Former UK financial regulator Verena Ross has been selected by European Union member states to chair the bloc's securities watchdog ESMA...
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Simmetree
Jun 22, 20211 min read
ESMA releases final report on market data obligations under MiFIDII and MiFIR by AssetServicingTimes
The European Securities and Markets Authority (ESMA) has published its final report on MIFID II and MIFIR obligations relating to market...
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Simmetree
Jun 3, 20211 min read
ESMA admits more work is required to obtain a precise view EU equity trading landscape -TheTradeNews
EU regulator says it plans to consult this summer on equity transparency after issues relating to the granularity and accuracy of its...
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Simmetree
Mar 30, 20211 min read
EU fines Moody's for failing to disclose conflicts of interests by Reuters
The European Union’s markets watchdog said on Tuesday it has fined credit ratings firm Moody’s 3.7 million euros ($4.35 million) for...
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Simmetree
Mar 18, 20211 min read
EU watchdog raises concerns on third-party reliance after exchange outages in 2020 by The Trade News
The European regulator cited blackouts at Euronext, the Tokyo Stock Exchange and the Australian Securities Exchange in its report. Read more
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Simmetree
Feb 9, 20211 min read
ETFs have highest percentage of turnover traded in the dark, ESMA report finds by The Trade News
Exchange traded funds (ETFs) have the highest percentage of dark trading in terms of overall volume traded compared to other asset...
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Simmetree
Feb 4, 20211 min read
European Securities and Markets Authority Calls for Regulation of ESG Ratings by ESGToday
EU markets regulator The European Securities and Markets Authority (ESMA) announced that it has written a letter to the European...
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